Compliance Officer – RC (f/m) – Stokr

Company Introduction

STOKR is a fast-growing FinTech company tokenizing real world financial assets.

As a supervised entity STOKR offers turn-key solutions covering all elements of institutional grade as tokenization including sophisticated investment structuring, smart contract management, AML/KYC verification, payment rails (crypto and fiat), and the full life-cycle management of dig securities. With STOKR, clients can effortlessly issue digital securities and foster strong invest relationships, benefiting from enhanced liquidity thanks to the integration with secondary markets. STOKR’s approach removes the technical complexities typically associated with digital securities, offering a seamless investment experience.

Job Description

We are looking for a passionate and experienced Compliance Officer (RC) to join our dynamic team in Luxembourg. As a Compliance Officer (RC) at STOKR, you will play a pivotal role in ensuring that our operation comply with all relevant regulatory and compliance requirements, with a strong focus on KYC/AML. You will collaborate closely with various internal and external stakeholders, as well as directly reporting to the authorised manager (RR) of STOKR, to support our customers and the growth of our innovative platform. This position offers an exciting opportunity to contribute to the compliance framework of cutting-edge fintech company.

Responsibilities

Operational tasks:

• Participate in the daily operations of the Compliance team.
• Conduct AML/KYC checks and perform the due diligence measures applied.
• Monitor and evaluate customer risk categories.
  
  

Risk Assessment And Management

• Identify and evaluate potential compliance risks and vulnerabilities associated with our activities.
• Collaborate with the team to develop strategies for mitigating and managing compliance-related risks.
  
  

Communication And Collaboration

• Act as the main person of contact with the Luxembourg regulators on KYC and AML related topics.
• Collaborate with other teams, including legal and IT, to ensure alignment on compliance matters.
• Serve as the primary point of contact for the authorities and respond to inquiries or requests promptly.
  
  

Regulatory compliance, especially for KYC/AML

• Stay abreast of all relevant regulatory developments and requirements in Luxembourg and the European Union, including but not limited to crypto asset services.
• Conduct ongoing assessments to ensure the company’s compliance with local and international regulatory standards.
• Develop, update, and communicate compliance policies and procedures to ensure adherence across the organization.
  
  

Reporting And Documentation

• Prepare and submit regulatory reports to relevant authorities.
• Maintain comprehensive records of compliance activities, reports, and audits.
  
  

Training And Awareness

• Develop and conduct compliance training programs to educate employees about compliance policies and regulations.
• Promote a culture of compliance and ethical behavior throughout the organization.
  
  

Internal Investigations

• Lead and assess the outcome of internal investigations to assess and enhance our compliance framework.
• Implement corrective actions and follow-up procedures to address identified compliance issues.
  
  

Skills And Qualifications

• At least 4 years of professional experience in a similar role. Experience within the fintech industry and/or with specific experience in the virtual assets sector is a plus
• In-depth knowledge of Luxembourg regulatory requirements, including those related to virtual assets and cryptocurrencies.
• You have a genuine interest in Financial Technology such as tokenization, cryptocurrencies and blockchain.
• Excellent communication and interpersonal skills, with the ability to convey complex regulatory information effectivel
• Master/Bachelor’s degree in law, finance, or a related field
• Advanced degrees or professional certifications in compliance are a plus
• Experience in internal audit is considered a plus.
• Strong analytical and problem-solving skills.
• Attention to detail with a commitment to accuracy and precision.
• Ability to work both independently and collaboratively within a team.
• Fluent in English; knowledge of French is advantageous.
• Ethical and principled, with a commitment to maintaining the highest standards of compliance and integrity.
• Residency in Luxembourg or the greater region is required.
  
  

What We Offer

• A learning opportunity to truly grasp various aspects of the FinTech world by our unique combination of blockchain, tokenization, crypto transactions and platform business.
• Room to grow and shape your career towards innovative finance and technology solutions.
• Participation in employee stock options.
• Chance to get involved in one of the most promising European blockchain companies.
• Be part of a young, vibrant international team.
• A flexible work culture
• Working in one of the fastest moving industries shaping new markets.
• Flat hierarchies and short communication channels.
• Exciting and challenging projects which offer room for your creative idea
• An opportunity to take ownership and make a difference for the company but also in the global financial world.
  
  

Sounds interesting? Then we are looking forward to receiving your application. Please send your CV/Resume to [email protected]

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